Compliance Officer Job at CICC(Z), China

bWRlMDRuUWF2c1V3Ui85ZHIwQ0N3M3F6dHc9PQ==
  • CICC(Z)
  • China

Job Description

Render regulatory advice to all business units of the Company to facilitate their compliance with all relevant rules and regulations of the regulators as well as the Group’s internal policies and procedures. Formulate and formalize Compliance Policies and Procedures. Conduct KYC/CDD review, AML screening and risk assessment. Perform transaction monitoring, surveillance on e-comms and trade of business units. Conduct compliance briefing and training to business units. Act as the key liaison for internal and external audits of compliance and internal processes and procedures. Such other responsibilities or tasks the Department may assign from time to time.

Job Tags

Full time,

Similar Jobs

Destination Knot

Booking Agent | Work From Home Job at Destination Knot

 ...Job Title: Booking Agent | Work From Home Location: Remote ( US ONLY) We are a full-service travel planning company that...  ...needs and preferences Manage all booking logistics through online platforms and maintain accurate client records Communicate... 

Worldwide Flight Services

Airport Ramp Agent Job at Worldwide Flight Services

 ...cultures with the sole aim of always delivering a world-class service. WFS provides a full-service capability that includes Aviation cargo, Airline passenger, and Aviation ramp services. Our team of people is highly trained, highly skilled, and confident airport service... 

Unilever

Senior Manager - Environmental, Health, & Safety Job at Unilever

 ...SHE (EHS) Manager Hammond, IN Background & Purpose of the Job Lead Safety Compliance & Culture at Unilevers Hammond Facility. Be part of an organization that values Safety, Health, and Environmental as fundamentals in engaging and empowering people and teams to... 

Caterpillar Inc.

DevOps Engineer Job at Caterpillar Inc.

 ...DevOps Engineer, you will assist developers in leveraging these...  ...Cat Digital applications and software. What You Will Do: As a DevOps...  ...and vision benefits\ Paid time off plan (Vacation, Holidays,...  ...These benefits also apply to part-time employeesVisa sponsorship... 

Aerotek

Cargo Handler- Weekly Pay- 17.50hr- Night Shifts Job at Aerotek

**Cargo Handler at Phoenix Sky Harbor Airport (No expereince required!)****Shifts** : Must be open to all shifts+ Will have 2 days off back to back- 2am - 10:30am- 3:30pm - midnight- 11pm - 7:30am+ (have to be flexible to work any off those shifts)**Pay** : $17....